Page 7 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2025年8月）

期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)

7. 紐約居民因外匯欺詐計(jì)劃被聯(lián)邦法院判決要求支付超過 340 萬美元（2025 年 8

月 12 日）................................................................................................................................. 8

Federal Court Orders New York Man to Pay Over $3.4 Million For Forex Fraud

Scheme Following Summary Judgment Ruling (2025/8/12).............................................10

8. 美國商品期貨交易委員會(huì)在監(jiān)察長報(bào)告和國會(huì)質(zhì)詢背景下進(jìn)行考勤合規(guī)審查

（2025 年 8 月 15 日）..........................................................................................................13

CFTC Conducting Review of Time & Attendance Compliance Amid OIG Report,

Congressional Inquiry (2025/8/15).......................................................................................14

9. 美國商品期貨交易委員會(huì)代理主席 Pham 宣布啟動(dòng)下一階段加密貨幣沖刺計(jì)

劃（2025 年 8 月 21 日）......................................................................................................15

Acting Chairman Pham Announces Next Crypto Sprint Initiative (2025/8/21)....16

10. 美國商品期貨交易委員會(huì)借助先進(jìn)監(jiān)控技術(shù)平臺(tái)強(qiáng)化市場監(jiān)管（2025 年 8 月

27 日）.................................................................................................................................... 17

CFTC Enhances Market Oversight with Advanced Surveillance Technology

Platform (2025/8/27)..............................................................................................................18

境外資訊——英國................................................................................................................21

11. 英國金融行為監(jiān)管局因交易報(bào)告違規(guī)對 Sigma Broking Limited 處以罰款

（2025 年 8 月 1 日）............................................................................................................21

FCA Fines Sigma Broking Limited for Transaction Reporting Failures (2025/8/1)..

......................................................................................................................................... 21

12. 英國金融行為監(jiān)管局取消更多數(shù)據(jù)報(bào)告要求，惠及 36,000 家企業(yè)（2025 年 8

月 28 日）............................................................................................................................... 23

FCA Removes More Data Returns, Helping 36,000 Firms (2025/8/28)..................23

境內(nèi)資訊................................................................................................................................25

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