Page 45 - 期貨和衍生品行業監管動態（2025年9月）
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期貨和衍生品行業監管動態
4.本次起訴是 FCA 打擊金融影響者非法金融推廣的一部分。2025 年 6 月，
FCA 牽頭協調六國九家監管機構開展國際執法行動，行動期間實施了逮捕、問
詢、禁止令等措施，并向社交媒體平臺和網站發出超 650 條內容移除要求。
5.金融影響者是指，通過社交媒體平臺推廣金融產品并向粉絲分享觀點建議
的個人。多數從業者是合法展業，但部分個體通過在線視頻和帖子非法推廣產品
或服務，常以虛構的奢華生活假象誤導受眾。
6.差價合約（CFD）屬于高風險衍生品。FCA 曾指出，80%的客戶因投資差
價合約遭受虧損。該類產品通常具有高杠桿性，通過借貸放大收益，可能導致投
資者的損失超過其本金。英國已對向散戶客戶銷售和營銷差價合約及類似期權產
品實施嚴格限制，FCA 將持續開展相關工作以減少該領域對消費者的損害。
7.消費者可通過 FCA 的 Firm Checker 核實機構是否獲得授權以及其提供的
服務是否獲得許可。FCA 的 InvestSmart 頁面提供有助于消費者做出更明智投資
決策的相關信息。
First Court Appearance for Three ‘Finfluencers’ Charged in FCA-led Global
Crackdown on Illegal Promotions (2025/9/10)
Charles Hunter, Kayan Kalipha and Luke Desmaris appeared before
Westminster Magistrates’ Court, each individually charged with an offence
relating to their social media posts.
The individuals – often referred to as ‘finfluencers’ – are alleged to have
encouraged social media followers to invest in foreign exchange (forex or FX) trading
through high-risk products known as contracts for difference, without having the
authorisation to promote these investments.
The charges follow the FCA’s announcement in June 2025 of a coordinated
global enforcement action targeting illegal financial promotions by finfluencers across
multiple jurisdictions. As part of that operation, the FCA authorised criminal
proceedings against these three individuals.
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