Page 13 - 期貨和衍生品行業監管動態（2025年10月）
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期貨和衍生品行業監管動態
26. 上海期貨交易所關于黃金期貨出入庫及發票流程等事項的通知（2025 年 11 月
2 日）...................................................................................................................................... 40
Announcement of Shanghai Futures Exchange on Matters Concerning Warehouse
Load-in and Load-out and Invoice Procedures for Gold Futures (2025/11/2)................40
? 結算機構 Clearing House................................................................................................ 40
27. 中國證券登記結算有限責任公司關于合格境外機構投資者和人民幣合格境外
機構投資者參與股票期權有關事項的通知（2025 年 9 月 30 日）................................. 40
Notice of China Securities Depository and Clearing Corporation Limited on the
Matters Regarding the Participation of Qualified Foreign Institutional Investors and
RMB Qualified Foreign Institutional Investors in Stock Option Transaction (2025/9/30).
................................................................................................................................................. 40
28. 中國證券登記結算有限責任公司關于修訂發布《中國證券登記結算有限責任
公司特殊機構及產品證券賬戶業務指南》的通知（2025 年 10 月 27 日）................... 40
Notice of China Securities Depository and Clearing Corporation Limited on
Revising and Issuing the Business Guidlines for Securities Accounts of Special
Institutions and Products (2025/10/27)................................................................................. 40
? 行業協會 Association....................................................................................................... 41
29. 中國期貨業協會關于發布《＜期貨經紀合同＞指引（適用于境外經紀機構委
托期貨公司從事境內期貨交易）》的通知（2025 年 10 月 9 日）................................... 41
Notice of China Futures Association on Releasing the Guidelines for Futures
Brokerage Contracts (Applicable to Domestic Futures Trading Executed by Futures
Companies Entrusted by Overseas Brokerage Institutions) (2025/10/9).............................41
30. 中國期貨業協會關于就《期貨公司發布期貨研究報告執業指引（征求意見稿）》
公開征求意見的通知（2025 年 10 月 10 日）....................................................................41
Notice of China Futures Association on Soliciting Public Comments on the
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