Page 38 - 期貨和衍生品行業監管動態（2025年10月）
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期貨和衍生品行業監管動態
Firms must not push elective professional or redirection promotions onto their
retail clients. The FCA will take action against firms breaking the rules. The FCA will
continue to target finfluencers touting financial services products illegally.
Mark Francis, director of sell-side markets at the FCA, said:
‘CFDs are complex, high-risk products. The protections given to retail investors
under our rules save UK consumers millions each year. We are concerned that some
firms are trying to get people to invest more than they can afford to lose. Investors
should be very wary of CFD firms attempting to bypass our rules in this way and of
those on social media touting investments which look too good to be true.’
Under the Consumer Duty, consumers must receive communications they
understand and products and services that meet their needs and offer fair value. The
FCA’s InvestSmart campaign has useful tools to help people make more informed
investment decisions.
https://www.fca.org.uk/news/press-releases/fca-warns-investors-cfds-risk-losing-out-p
rotections
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