Page 32 - 期貨和衍生品行業監管動態(2025年7月)
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期貨和衍生品行業監管動態
FCA 在批發市場的改革重新平衡了風險,支持新技術和創新,并將其制度
從預防性門檻和檢查轉向透明度和披露。這將賦予公司更大的行動自由,并幫助
投資者做出明智的決策。這將確保英國市場在現在和未來都保持世界領先地位。
在 FCA 推進雄心勃勃的改革計劃的同時,將繼續與行業接觸,聽取反饋并
試點新想法。FCA 將在存在分歧的時候,召集各方開會作出困難的決定,并與
政府和行業開展合作,以完成這項重要的工作。
FCA Statement on Market Reforms and What’s to Come (2025/7/15)
We’re making significant reforms to our capital markets, to maintain the UK’s
position as one of the most competitive and compelling places to raise capital and
invest.
Our capital markets power the nation’s economic engine. They are the largest in
Europe, while London is the second biggest financial services centre in the world.
We have world-leading derivatives, debt issuance, foreign exchange and
commodity trading sectors. We are second only to the US in asset management.
Those strengths are why the UK is the world’s largest net exporter of financial
services.
We are in the middle of a programme of significant reforms to our capital
markets. This aims to build on strong foundations so we maintain the UK’s position as
one of the most competitive and compelling places in the world to raise capital and
invest. That is why we have put growth at the heart of our 5-year strategy, setting out
a vision for more informed risk taking.
Building on strong foundations
We have already done a lot.
We have made it simpler for companies to list in the UK, supporting growth and
creating investment opportunities. By overhauling the prospectus regime and
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