Page 33 - 期貨和衍生品行業監管動態（2025年8月）
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期貨和衍生品行業監管動態
suite of surveillance technology. As the CFTC embraces an expanding regulatory
remit, Nasdaq’s Market Surveillance platform will support the agency’s mission to
promote market integrity. The upgraded technological capabilities follow CFTC
Acting Chairman Caroline D. Pham’s pledge in March to secure an enhanced market
surveillance system as part of a broader effort to modernize the agency and replaces
the CFTC’s ‘90s-era legacy system.
“As our markets continue to evolve and integrate new technology, it’s critical
that the CFTC stays ahead of the curve,” Acting Chairman Pham said. “Nasdaq
Market Surveillance will, for the first time, provide the CFTC with automated alerts
and cross-market analytics that will benefit each of the CFTC’s operating divisions
and better protect our markets from fraud, manipulation and abuse. This new suite of
solutions will also improve efficiency in analyzing market trends and identifying
unusual or disruptive trading activity so that our lean and talented staff can take
appropriate action more quickly. It’s the latest example of our work in recent months
to bring about the transformation and optimization necessary to make the CFTC a
21st century regulator. The CFTC is a leader in derivatives regulation, and Nasdaq’s
Market Surveillance platform will be a key component to our success.”
“Today’s financial markets demand advanced surveillance technology that can
adapt to rapid regulatory evolution and emerging asset classes,” said Tal Cohen,
President at Nasdaq. “As both an owner and operator of heavily regulated markets, as
well as a technology provider to financial services companies worldwide, Nasdaq
occupies a unique position at the intersection of innovation and regulation. We’re
proud to partner with the CFTC and support their mission to promote the integrity,
resilience, and vibrancy of U.S. derivatives markets.”
Nasdaq Market Surveillance is the most widely used market surveillance
technology globally, serving over 50 exchanges and 20 international regulators,
helping to maintain the integrity of capital market ecosystems around the world.
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