Page 38 - 期貨和衍生品行業監管動態（2025年8月）
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期貨和衍生品行業監管動態
36,000 firms will now no longer need to submit a nil return when completing
certain tasks relating to disciplinary action (REP008), saving them time and reducing
burden.
If there’s nothing to submit, firms won’t need to take action.
Jessica Rusu, chief data, innovation and intelligence officer at the FCA, said:
‘We only ask for the data we need, making sure it's proportionate, to reduce
unnecessary burdens. Our focus is on collecting information that adds real value,
while making it easier for firms to meet their regulatory obligations.’
As part of our Transforming Data Collection programme, we consulted in June
2025 to:
? Decommission REP022 (General Insurance Pricing Attestation) and retail
investment advisers (RIA) complaints.
? Reduce the frequency of reporting for REP009 (Consumer Buy-To-Let
Mortgage Aggregated Data).
? Remove the requirement to submit nil returns for REP008 (Notification of
Disciplinary Action relating to conduct rules staff – other than senior
manager functions).
This is in addition to 3 returns removed earlier in 2025, reducing burden for
16,000 firms. These changes reinforce our commitment to cutting low-value reporting,
improving data use and becoming a smarter regulator.
https://www.fca.org.uk/news/news-stories/fca-removes-data-returns-help-36000-firms
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