Page 17 - 期貨和衍生品行業監管動態（2025年9月）
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期貨和衍生品行業監管動態
Markets report on “Strengthening American Leadership in Digital Financial
Technology.”
The Divisions stand ready to engage with market participants and support
consideration by their respective agencies of exchange trading in certain spot crypto
asset products. Market participants are invited to engage with SEC staff or CFTC staff,
as needed, to discuss any questions or concerns.
https://www.cftc.gov/PressRoom/PressReleases/9099-25
2. 美國商品期貨交易委員會工作人員發布關于事件合約的不行動函（2025 年 9
月 3 日）
美國商品期貨交易委員會（CFTC）市場監管部、清算與風險部宣布，應指
定合約市場 QCX LLC 及衍生品清算機構 QC Clearing LLC 的請求，兩部門決定
對涉及事件合約的互換交易數據報告與記錄保存規定的事項采取不行動立場。
根據該不行動函的條款，兩部門將不會建議 CFTC 對上述任一實體或其參與
者因未遵守特定互換交易記錄保存的規定，或未將依據 QCX LLC 規則執行或受
其規則約束、并通過 QC Clearing LLC 清算的二元期權交易及可變賠付合約交易
數據報告至互換交易報告庫的行為采取執法措施。
該不行動函僅適用于極為少數的情形，并且其性質類似于針對其他處于相似
情況的指定合約市場和衍生品清算機構的不行動函。
CFTC Staff Issues No-Action Letter Regarding Event Contracts (2025/9/3)
The Commodity Futures Trading Commission’s Division of Market Oversight
and the Division of Clearing and Risk today announced they have taken a no-action
position regarding swap data reporting and recordkeeping regulations for event
contracts in response to a request from QCX LLC, a designated contract market, and
QC Clearing LLC, a derivatives clearing organization.
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