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期貨和衍生品行業(yè)監(jiān)管動態(tài)
be published in the Federal Register. Previously, because there was no majority vote
of the Commission to authorize Federal Register publication, the Division of
Enforcement issued an advisory which incorporated the framework adopted by the
Commission. That advisory has now been withdrawn following this Commission
action.
https://www.cftc.gov/PressRoom/PressReleases/9116-25
5. 美國商品期貨交易委員會撤回運營韌性框架規(guī)則草案（2025 年 9 月 9 日）
美國商品期貨交易委員會（CFTC）宣布，正式撤回“期貨傭金商、互換交
易商和主要互換參與者的運營韌性框架”規(guī)則草案。
正如撤回通知所述，CFTC 撤回該草案是為了重新考量該規(guī)則在實踐中如何
與其他監(jiān)管機構（包括境內外監(jiān)管機構）的運營韌性規(guī)則協(xié)同運作。
CFTC Issues Withdrawal of Operational Resilience Framework Proposed Rules
(2025/9/9)
The Commodity Futures Trading Commission today announced it is withdrawing
the proposed rulemaking, “Operational Resilience Framework for Futures
Commission Merchants, Swap Dealers, and Major Swap Participants.”
As stated in the notice of withdrawal, the CFTC is withdrawing the proposal to
reconsider how the proposed rules work in practice with the operational resilience
rules of other regulators, including both domestic and foreign.
https://www.cftc.gov/PressRoom/PressReleases/9117-25
6. 美國商品期貨交易委員會對科羅拉多州交易員及伊利諾伊州公司的幌騙交
易行為處以 20 萬美元罰款（2025 年 9 月 9 日）
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