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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
CFTC 聯(lián)邦法規(guī)第 39 部分 C 分部的衍生品清算機(jī)構(gòu)，已被要求制定符合《美國
商品交易法》、CFTC 聯(lián)邦法規(guī)及相關(guān)國際標(biāo)準(zhǔn)的風(fēng)險(xiǎn)管理要求的有效恢復(fù)與退
出計(jì)劃，該指引內(nèi)容重復(fù)且已無必要。
CFTC Staff Withdraws Guidance on DCO Recovery Plans and Wind-down
Plans (2025/9/11)
The Commodity Futures Trading Commission’s Division of Clearing and Risk
today announced it is withdrawing CFTC Letter No 16-61, Recovery Plans and
Wind-down Plans Maintained by Derivatives Clearing Organizations and Tools for
the Recovery and Orderly Wind-down of Derivatives Clearing Organizations,
effective immediately.
As stated in the withdrawal letter, because systemically important derivatives
clearing organizations and derivatives clearing organizations that elect to be subject to
Subpart C of Part 39 of the CFTC’s regulations are already required to maintain viable
recovery and wind-down plans that are consistent with the risk management
requirements of the Commodity Exchange Act, CFTC regulations, and relevant
international standards, the guidance is duplicative and not necessary.
https://www.cftc.gov/PressRoom/PressReleases/9120-25
9. 美國商品期貨交易委員會(huì)撤回第 37 和 38 部分規(guī)定草案（2025 年 9 月 15 日）
美國商品期貨交易委員會(huì)（CFTC）宣布，將撤回針對(duì)第 37 和 38 部分提出
的規(guī)則草案。
正如撤回通知所述，鑒于近期行業(yè)變革、創(chuàng)新及市場(chǎng)結(jié)構(gòu)的演變，CFTC 正
在撤回此項(xiàng)草案，以重新評(píng)估相關(guān)規(guī)則將如何運(yùn)作。
CFTC Withdraws Parts 37 and 38 Proposed Rule (2025/9/15)
The Commodity Futures Trading Commission today announced it is withdrawing
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