Page 19 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2025年7月）
P. 19
期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
Aug.12.
https://www.cftc.gov/PressRoom/PressReleases/9095-25
6. 美國(guó)商品期貨交易委員會(huì)工作人員撤銷關(guān)于主經(jīng)紀(jì)業(yè)務(wù)安排的建議（2025
年 7 月 18 日）
美國(guó)商品期貨交易委員會(huì)（CFTC）清算與風(fēng)險(xiǎn)部宣布，撤銷 CFTC 第 23-06
號(hào)函，即《關(guān)于主經(jīng)紀(jì)業(yè)務(wù)安排及衍生品清算組織注冊(cè)的工作人員公告》，即時(shí)
生效。
市場(chǎng)參與者如對(duì)可能需注冊(cè)為衍生品清算組織存有疑問，應(yīng)聯(lián)系清算與風(fēng)險(xiǎn)
部工作人員。
CFTC Staff Withdraws Advisory on Prime Brokerage Arrangements (2025/7/18)
The Commodity Futures Trading Commission’s Division of Clearing and Risk
today announced it is withdrawing CFTC Letter No. 23-06, Staff Advisory Relating to
Prime Brokerage Arrangements and Derivatives Clearing Organization Registration,
effective immediately.
Market participants should contact DCR staff with questions regarding the
potential need to register as a derivatives clearing organization.
https://www.cftc.gov/PressRoom/PressReleases/9097-25
7. 美國(guó)商品期貨交易委員會(huì)工作人員發(fā)布關(guān)于事件合約的不行動(dòng)函（2025 年 7
月 23 日）
美國(guó)商品期貨交易委員會(huì)（CFTC）宣布，應(yīng)指定合約市場(chǎng)及衍生品清算機(jī)
構(gòu) Chicago Mercantile Exchange Inc.（CME）的請(qǐng)求，市場(chǎng)監(jiān)管部、清算與風(fēng)險(xiǎn)
9
