Page 24 - 期貨和衍生品行業監管動態(2025年7月)
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期貨和衍生品行業監管動態
出口及就業,同時維持監管標準(僅過去一年,已通過預審會議支持了
80 家企業)。
? 推廣英國優勢:在美國和亞太地區設立辦事機構,促進英國金融服務出
口并吸引更多外來投資。
其他增長舉措正在積極推進中,例如修訂招股說明書規則支持資本市場發展,
取消不必要的數據報送以減輕企業監管負擔。FCA 同時簡化整合投資公司資本
規則,預計將縮減 70%的法律文本體量。
這些新舉措建立在去年上市制度里程碑式改革基礎上——該改革已促成 23
筆重大交易更順暢完成,顯著提升市場效率。
最新全球金融中心指數顯示,倫敦保持全球第二大金融中心地位,與紐約的
差距正在縮小;其銀行業排名從去年全球第三躍居首位。
FCA 將于 7 月 10 日(星期四)發布第二國際競爭力與增長目標(Secondary
International Competitiveness and Growth Objective, SICGO)報告,重點闡述支持
經濟增長的工作進展。
FCA to Modernise Rules to Unlock Investment (2025/7/10)
The FCA is planning to review its client categorisation rules to unlock more
opportunities for wealthy investors and support capital markets, driving
economic growth.
The reform will build on 10 initiatives the FCA has already delivered since
January to support growth, with around 50 to be completed by the end of the year.
Client categorisation rules protect retail clients investing in capital markets,
without imposing undue restrictions on professional clients. Reviewing the rules will
ensure that expectations remain proportionate when dealing with wealthy or very
experienced investors. This will give confidence to firms and support investment in
capital markets, boosting the competitiveness of financial services.
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