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期貨和衍生品行業(yè)監(jiān)管動態(tài)
help the export of UK financial services and attract more inward investment
to our shores.
Work is well underway delivering other growth initiatives, such as supporting
capital markets by making changes to prospectus rules and getting rid of unnecessary
data reporting to ease the regulatory burden for firms. The FCA is also simplifying
and consolidating capital rules for investment firms, which would cut the volume of
legal text by 70%.
These new initiatives build on landmark changes made to the listings regime last
year, which has enabled 23 significant transactions to pass more easily, improving the
efficiency of markets.
In the most recent Global Financial Centres IndexLink is external London has
retained its position as the second highest rated financial centre and has narrowed the
gap to New York. London also now ranks first worldwide in the banking sector
compared to last year’s third place.
The FCA will publish its Secondary International Competitiveness and Growth
Objective (SICGO) report on Thursday 10 July, highlighting the progress made on its
work to support growth.
https://www.fca.org.uk/news/press-releases/fca-modernise-rules-unlock-investment
10. 英國金融行為監(jiān)管局和英國審慎監(jiān)管局削減過于繁雜的高級管理人員制度
以助力增長(2025 年 7 月 15 日)
在第一階段的改革中,英國金融行為監(jiān)管局(FCA)和審慎監(jiān)管局(PRA)
提議精簡高級管理人員及認證制度(Senior Managers & Certification Regime,
SM&CR)。
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