Page 22 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2025年8月）
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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
情況的指定合約市場(chǎng)和衍生品清算機(jī)構(gòu)的不行動(dòng)函。
CFTC Staff Issues No-Action Letter Regarding Event Contracts (2025/8/7)
The Commodity Futures Trading Commission’s Division of Market Oversight
and the Division of Clearing and Risk today announced they have taken a no-action
position regarding swap data reporting and recordkeeping regulations for event
contracts in response to a request from the Railbird Exchange, LLC, a designated
contract market, and QC Clearing LLC, a derivatives clearing organization.
The divisions will not recommend the CFTC initiate an enforcement action
against either entity or their participants for failure to comply with certain
swap-related recordkeeping requirements and for failure to report to swap data
repositories data associated with binary option transactions and variable payout
contract transactions executed on or subject to the rules of Railbird and cleared
through QC Clearing, subject to the terms of the no-action letter.
The no-action letter applies only in narrow circumstances and is comparable to
no-action letters issued for other similarly situated designated contract markets and
derivatives clearing organizations.
https://www.cftc.gov/PressRoom/PressReleases/9106-25
7. 紐約居民因外匯欺詐計(jì)劃被聯(lián)邦法院判決要求支付超過(guò) 340 萬(wàn)美元（2025
年 8 月 12 日）
聯(lián)邦法院還就被告對(duì)美國(guó)商品期貨交易委員會(huì)（CFTC）進(jìn)行誹謗和虛假指控并
威脅 CFTC 律師的不當(dāng)行為予以處罰
美國(guó)商品期貨交易委員會(huì)宣布，美國(guó)紐約東區(qū)地方法院對(duì)紐約居民 Daniel
Winston LaMarco 作出最終判決，判決總額為 3,450,400 美元。
8
