Page 33 - 期貨和衍生品行業監管動態(2025年9月)
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期貨和衍生品行業監管動態
13. 美國商品期貨交易委員會發布草案擬修訂互換交易商與主要互換參與者的
商業行為及互換交易存檔要求(2025 年 9 月 24 日)
美國商品期貨交易委員會(CFTC)提議修訂法規,旨在明確 CFTC 關于互
換交易商和主要互換參與者的部分商業行為與互換交易存檔要求的現有的不行
動立場。
若該修訂草案獲得通過, CFTC 的規則將與美國證券交易委員會及市政證券
規則制定委員會(Municipal Securities Rulemaking Board)的相關規則進一步協
調統一。
公眾意見須在 2025 年 10 月 24 日之前或當日提交。
CFTC Issues Proposal to Revise Business Conduct and Swap Documentation
Requirements for Swap Dealers and Major Swap Participants (2025/9/24)
The Commodity Futures Trading Commission is proposing amendments that
would codify existing no-action positions for certain of the CFTC’s business conduct
and documentation requirements applicable to swap dealers and major swap
participants.
The proposed amendments, if adopted, would further harmonize the CFTC’s
rules with those of the Securities and Exchange Commission and Municipal Securities
Rulemaking Board.
Comments must be submitted on or before Oct. 24, 2025.
https://www.cftc.gov/PressRoom/PressReleases/9132-25
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